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February of this year, education policy specialist Mary Anne Raywid wrote
a legislative bill called the "Education Reform Act of 2003."
She wrote the bill in response to an open invitation issued by the state
House Education Committee. Her bill went nowhere.
Last month, on July 17, Raywid gave the prestigious,
annual Shiro Amioka memorial lecture at the UH-Mänoa College of Education.
Her speech, "What would it take to fix Hawaiis schools?"
echoed her legislative proposals and was warmly received by the SRO crowd
of administrators, faculty and students packed into the Krauss Hall lecture
room. The clear-eyed speech has since resonated as a "call to action"
among Hawaii educators and others concerned about the states
future.
Raywid, professor emeritus at Hofstra University
in New York, has been an adjunct professor at UH-Mänoa for the past
six years. Author of numerous books and articles pertaining to education
reform, she has also, over the years, served as president of such national
organizations as the Philosophy of Education Society, the Society of Professors
of Education and the John Dewey Society for the Study of Education and
Culture.
The version of Raywids speech printed here
has been edited for length.
I believe that three kinds of very fundamental
changes are necessary if our public school system is ever to work right:
changes in commitments and convictions, changes in school governance and
one big change in school organization.
The changes in commitment and conviction need
to be dealt with first, because they are most fundamental, with the most
pervasive effect. Commitment and conviction pertain to the way we think
and feel about things, and the kind of values we place on them.
Perhaps the most urgent of these sorts of changes
needed in Hawaii is the development of something like a civic equivalent
of ohana not the intimate one that the word ohana usually implies,
but a public one.
In his book Bowling Alone (Simon &
Schuster, 2000), Robert Putnam talks a great deal about the decline of
social capital in the United States. What he means by social capital is
the "connections among individuals the social networks and
the norms of reciprocity and trustworthiness that arise from them."
He identifies two kinds of social capital, or connections, linking people:
"bonding" and "bridging." Bonding connections are
personal ties that hold tightly knit groups together. This is the kind
that links family members, fraternity brothers, old friends. We can see
quite vividly the strong bonding social capital in Hawaii. The Islands
are known for it.
"Bridging" connections, on the other
hand, establish positive links with those with whom we do not share "bonding
social capital." It is the kind that links one group to another.
This is the sort of social capital that is declining here (and elsewhere).
It is clear in Hawaiis voter-turnout rate, which ranks 50th
among the 50 states. It is also clear in the public schools and the weak
support they get from the public. When I say weak support, Im not
talking about criticism. Im talking about how relatively few people
really try to do something about the faults they find thats
what real support would require. The dominance of bonding social capital
is apparent within Hawaiis ethnic groups. It is also apparent
in gangs among our youth and among the youngsters and families
who disdain as "haole imitators" their fellows who seek to succeed
in school.
Our support for multiculturalism supports the
bonding variety of social capital, sometimes creating out-group antagonisms
that require bridging, yet undermining the bridging variety of social
capital we so badly need. The tolerance we claim is not enough. If we
are to operate as a society together, we need bridges from one group to
another, not just a willingness to live and let live. The absence of such
bridges is evident in multiple ways in the behavior some exhibit
on our highways, in the ways some people break into lines where others
have been waiting their turn, in the corruption that is sending an astounding
number of our officials to jail. You cant have a multicultural,
aloha-based society without bridging. Building that bridging may be one
of the most important things the schools can do by way of citizenship
education.
Two things that are especially important for
building bridging social capital in the schools are that they be genuinely
user-friendly, and, second, that they be truly open. User-friendly means,
for instance, that no one is left standing waiting in the school office
while staff chat among themselves; that no parent is given short shrift
when he or she comes to see the principal about a concern; that no child
is ridiculed or ostracized by a teacher ever, for anything.
"Open" means that it should be easy
to get information about the schools. The school system certainly should
operate under sunshine laws. It should be easy to find out where and when
Board of Education meetings are, and exactly what is on the agenda. It
should be easy to testify. The information collected by the Department
of Education should be treated as the public property it is. When I remind
you that it is only within the past two or three years that the DOE has
released to the public the actual dropout rates from the schools these
citizens pay for crucial figures in judging a schools success
perhaps you will understand the changes needed to make information
about public schools open and accessible to all.
Within schools, one of the more promising ways
to generate bridging social capital is through service learning programs.
Youngsters should grow up with the feeling theyve got some obligation
to the larger community, to making it a better place. Ive seen kids
in such programs operate crucial emergency services, work at renovating
homes and ably represent those unable to make their own cases in dealing
with predatory businesses and officials. Learning programs not only provide
instruction in civic engagement but also inculcate a sense of its basic
importance.
Unless we do these things and whatever
else it takes to build bridging social capital between the schools, their
constituents and bill-payers I fear for public education in Hawaii.
The growing gap between the haves and the have-nots, and the fact that
Hawaiis public schools are increasingly populated by the children
of the have-nots, make those who are able to do so less and less willing
to pay for public education. Unless we can build some bridging connections
to them through user-friendly schools, openness, service learning
and whatever else occurs to us the pressure on the Legislature
to use scarce funds for schools will become less and less. Our public
schools have few real champions today. We need to think about how to cultivate
them.
The other part of our culture our beliefs
and norms and values that we must change to fix our schools is
our obsession with control. Ive never seen large numbers of people
so committed to controlling the behavior of others as in Hawaii.
Some attribute it to the plantation-era oligarchy, while others see it
as the legacy of an absolute monarchy. Whatever the cause, its an
impulse derived from a set of beliefs about the capacity of human beings
(other than ourselves, of course) that we must acknowledge and try to
rid ourselves of.
The pervasiveness of this obsession to control
is evident everywhere. Consider, for instance, a 25-page bill presented
in the Legislature this year to establish an educational accountability
system. It specified exactly who was to be accountable for what, how they
were to be held accountable, the rewards for successful students, the
interventions for unsuccessful ones, how collective professional accountability
should be set up and administered, how student achievement should be calculated
and how the superintendent should set up the process for designing the
system. (Im not sure what there was left to design, but those who
would be involved, and how, were specified.)
The same kind of tendency can be found in the
state Board of Education, in the state and district offices of the Department
of Education, and in the offices of many principals. This is most unfortunate,
because not only does it sometimes lead to structures of unbelievable
complexity to make sure that nobody can goof up or cheat, but it also
leads to a docile, compliant and relatively uninvolved work force. The
way to get the most effective performance from teachers and principals
is to allow them some input about the programs and procedures we want
them to be carrying out. (Kruse & Louis, 1997; Rosenholtz & Simpson,
1990; Weiss, 1993)
Its as simple as this: People will work
to create a world they want and which they have been invited to envision
and develop; theyre a lot less willing to work to create a world
thats been forced upon them, like it or not. It is like the difference
between romantic love and a shotgun wedding.
Our preoccupation with control is producing failure.
Over the long run, teachers can work on changing it by modeling trust
in their judgment of students, and by providing less and less structure
as youngsters mature, encouraging them to exercise their minds and their
own judgment. Teachers know that you cant learn to swim without
getting in the water. And that you cant get in the water as long
as those in authority keep blocking you from doing so.
It may take some time for us to modify these
fundamental convictions and commitments embedded in the local culture
the control orientation, and the absence of bridging social capital.
But there are things we can fix more immediately in schools, largely through
governance changes.
Governance changes needed
We have things in schools put together in the
wrong way. You can design an organization so as to make it effective and
efficient, or you can design it in such fashion that it is just about
guaranteed not to work well. Im afraid our school system is saddled
with this latter guarantee.
First, we in Hawaii have organized our
public education system to make absolutely sure it cant have too
much power enough power, that is, to err or become corrupt. Weve
established a Board of Education, but what power it has seems scant and
quite unclear. The BOE cant disperse funds, or collect them. Whatever
policies and priorities it seeks to establish can be overturned or replaced
or reordered by the Legislature. And then weve made sure that the
DOE, which the board supposedly runs, wont go astray by having eight
different executive departments intervene daily in its operation.
The state Department of Human Resources announces
vacancies and processes the hiring of school secretaries, custodians and
cafeteria workers. The Department of Budget and Finance determines when
and how much of the DOEs budget can be released to it. The Department
of Accounting and General Services controls school facility construction
and maintenance. The Office of Collective Bargaining handles the contract
negotiations with teachers, school administrators and other school workers.
The Office of State Planning is involved in planning locations for new
school facilities. The Department of Health is responsible for school
health services, including counseling services. The Department of Land
and Natural Resources manages the acquisition and disposition of public
school lands, and reviews leases for DOE offices. The Department of the
Attorney General provides legal review for the public schools, reviewing
DOE rules and regulations, as well as proposed waivers submitted by individual
schools. (Task Force on Educational Governance, 1991, as updated.)
Several things are worth noting about this arrangement.
One is that since all of these are executive offices whose heads are appointed
by and responsible to the governor, the setup makes the governor something
of a supra-superintendent of schools. Another is the paralyzing complexity,
the maze-like intricacy and the delays that are bound to result from such
a setup. And, finally, there are the overlapping jurisdictions, which,
as 9/11 so vividly showed, dont work when you need them most.
Now, Im not complaining about checks and
balances, the principle upon which our whole governmental system is based
in order to prevent one branch of government from tyrannizing over the
others. But if one puts the checks and balances in the wrong places, or
overdoes them, it is possible to paralyze a public institution. That is
what I think weve done with the DOE. We complain endlessly (and
with good cause) about its inefficiency. But a number of the problems
may not originate with the DOE or be curable by it; they may be the result
of our firm determination that it shall not go astray, plus our cultural
emphasis on hierarchy, spelled c-o-n-t-r-o-l.
This is not ancient history Im talking
about. This year, humor columnist Charles Memminger noted that our state
motto, translated, means "The Red Tape Starts Here."
Actually, the Board of Education really has very
little authority. If the governor is the supra-superintendent, then the
Legislature is the supra-board.
It is in the Legislature that state education
policies are really written. And its not occasional, as a corrective,
or to take care of some singularly overlooked problem. It is constant.
To cite just a few highlights, it was the Legislature, not the BOE, that
originally adopted School/Community-Based Management (SCBM) and the Comprehensive
School Support System. It was the Legislature that adopted A-Plus. It
was the Legislature that adopted charter schools and that has tried
to amend its errors in each succeeding session since.
But its not just major bills like these,
its also decisions like there shall be a vice principal in every
school, or there shall be a Hawaii State Student Council with exactly
three functions and two staff advisors, or music shall be included as
an integral part of the core curriculum of all Hawaii schools.
Such legislation not only telegraphs micromanagement
at its peak, but its also responsible for the arrangements provoking
complaints about the size and clumsy operation of the bureaucracy.
When I first came to Hawaii, I thought
the Legislature was the solution for public education. I now see it as
the problem. One of the reasons why boards of education were created was
precisely to move educational decisions as far as possible from the political
arena, and to put school policy in the hands of public officials devoting
their full-time civic contribution and focus to schools. Such is not the
case, of course, with members of the Legislature, even those on the education
committees. And one of the things I believe must happen is that, except
under truly extraordinary circumstances, education policy must be written
elsewhere than in Hawaiis Legislature.
All state legislatures sometimes step in to correct
ills in the schools. Especially since The Excellence Movement was launched
in 1983, there has been much more legislative action to raise school achievement
levels and establish standards and accountability systems. Legislatures
are also involved, sometimes by court order, with school funding. But
I assure you that in no other state but Hawaii does the Legislature
function consistently as a supra-board of education for the state.
One reason it does so here is linked to our statewide,
unitary system of school management and control. If we had a decentralized
system with semiautonomous local districts, the Legislature might not
be nearly as tempted nor in such a good position to keep
producing school policy, rules and regulations. This is one of the features
of our public schools that makes it such a bad system.
Here is another: On the Mainland, city schools
everywhere are in trouble not so much suburban schools or small
town schools, just those in large urban districts. Its fairly widely
agreed that the troubles stem in considerable part from size. And weve
created a single, statewide school district very much like a large school
district in a city, in terms of governance. Philadelphia is the nations
eighth-largest school system and one of its most troubled. It has 257
schools approximately the size of Hawaiis system, which
has 255 schools. By virtue of its size alone, the Hawaii school
system may be just as hard to control effectively as Philadelphias.
So here we are, gratuitously saddled with the least successful type of
educational governance in the country.
Its understandable why it is hard to break
up a citys school system and establish separate, autonomous districts
within one city. But theres not a reason in the world why we cant
do that in Hawaii. Doing so could solve not only governance problems
but also student achievement problems. The evidence is clear that the
larger the school district, the lower the achievement levels of students.
(Bickel & Howley, 2000; Walberg & Walberg, 1994)
Why not, then, decentralize Hawaiis
oversized single school district by establishing multiple, semiautonomous
districts? I say semiautonomous, because I think all schools should be
obligated to have their students meet state standards. But, as those who
proposed the standards-based education idea have insisted from the start,
once you have standards that all are required to meet, thats all
the control you need. You can skip the rules about procedures and what
and how to teach, and all the supervision and monitoring.
Let schools and local districts design their
own instructional programs, their own pedagogy, their own organizational
structures. The standards provide sufficient control. All you need then
is to check that those standards are being met, and to intervene in the
interests of improvement if they are not.
Every school ought to receive a report card from
the state. And these should be widely disseminated, not just to those
who can use the Internet and somehow manage to translate the elaborate
information now posted. Everybody in the state ought to be able to find
out how well a school is doing not only its test scores, but its
attendance rates, dropout rates, suspension and expulsion rates, teacher
retention rates and how well all of its students are progressing toward
graduation.
If were so determined to simplify things
down to a single score, then we can do an index that combines all these
things (test results, dropout and expulsion rates, etc.). But we dont
need accountability laws and offices to detect and act on this. It ought
to be the DOEs responsibility to collect the data and distribute
the report cards, and the superintendents responsibility to act
on them when thats indicated. Thats all we need to specify
thats all the control we need.
Another place where we can dispense with a lot
of elaborate supervision, hierarchy and control apparatus is with principals.
Principals are key figures in schools. They make or can break a good school.
They need to have a fair amount of authority. But we also need some sort
of check and balance where they are concerned. A bad principal can drive
away good teachers, kill good programs and make kids and their families
miserable.
One very simple way to make sure of striking
the right balance, without a complicated accountability apparatus, is
to place principals on four-year performance contracts with reappointment
contingent on a vote of confidence from teachers and parents, as well
as on student achievement and a supervisors judgment.
(District superintendents, by the way, ought
to be placed on analogous contracts, wherein one renewal factor is the
judgment of those who are presumably being led by this individual.)
A final governance measure, which must change
if Hawaiis public schools are ever to work, is that their
budgets cannot be a brand-new question for fresh decision each year, where
one year they contend with street repair for adequate funding, and the
next year its a swimming pool or a golf course. This not only leads
to underfunding, but the arrangement also makes it impossible to do any
rational budgetary planning.
There must be a dedicated revenue stream for
schools, which stands as the predictable and dependable source of at least
a large percentage of what they need to operate. And a lot more money
must go into schools and classrooms than were now investing. In
the words of a student at Roosevelt High School (Hobbs 2002):
"I go to a school with no soap in the
bathrooms, no toilet paper and no doors on the bathroom stalls. Many classes
dont even have textbooks for students ... and there are books in
our library that say someday man hopes to land on the moon."
We ought to be ashamed of ourselves. This is
no way to treat our kids, and it is certainly no way to build the sort
of future we want for Hawaii. Why should a youngster who has been
treated so shabbily, and with such disrespect (by an institution we compel
him to attend, mind you) feel any obligation to the society that treats
him this way?
School change
Ive suggested some major cultural changes
and half a dozen governance changes that I consider essential to fixing
the states schools. But even if we accomplished them all, we would
not have changed classrooms. In my judgment, everything mentioned is necessary
to classroom change, but even collectively they are not sufficient. Thus,
to complete my list, I want to propose one more change, pertaining to
school size and organization.
For years we were told that large schools are
cheaper and qualitatively better than small ones. There is now a good
deal of evidence adding up to exactly the reverse: Small schools avoid
a lot of what we now know to be the dis-economies of scale. Small schools
do a much better job of enabling youngsters to succeed, especially youngsters
who are disadvantaged or at risk. In a small school, the chances of success
for such students are exactly double what they are in a large one.
(Howley & Bickel, 1999) A careful study conducted in four states confirms
that the well-known negative effects of poverty on school performance
are halved in small schools. Since the disadvantaged and at-risk now constitute
a full half of Hawaiis public school population, downsizing
could do a lot to improve school achievement among those who need it most.
There is at least one more major advantage to
small schools that we in Hawaii with the largest average
school size in the nation have ignored at our peril. It is that
small schools are far safer than large ones. It appears to be no
coincidence that the tragedies at Columbine and Santana occurred in large
high schools.
Where youngsters are not anonymous or marginalized,
they are far less likely to get in trouble. In fact, student behavior
in general is superior in small schools.
In Hawaii, with the gang problems weve
got, our large schools are a catastrophe just waiting to happen. I wish
we would begin to see that downsized schools are not just something that
might be nice, but an arrangement that is crucial for the safety of our
children and that will enable a lot of them to pass all those standards
tests were writing.
I suggest we do what a number of places on the
Mainland are doing: break down our large schools into separate, semiautonomous
ones operating within the same building. Let each of these schools-within-schools
be designed and chosen by the teachers who will operate them. Let each
one have a theme they have selected to entice and engage students, a theme
that truly interests kids enough to make them willing to study a full
curriculum. (A couple of themes I think would be sure winners here are
The Sea, Pacific Rim Studies, a Leadership Academy and a school featuring
a "peoples history" perspective on the past and present.)
I wish Hawaii schools would do it and do
it right, because this kind of school downsizing may be the best way yet
devised to transform schools and their effectiveness, as well as a move
crucial to the safety of all of our children and to the prospective success
of those kids at risk of nonproductive and noncontributory futures.
Some of these ideas may sound a bit far out.
But I assure you that virtually everything Ive proposed already
exists elsewhere. And I truly believe that if we want to fix Hawaiis
schools, these are the sorts of moves we must resolve to make.
References
Bickel, R. & Howley, C. (2000) "The
Influence of Scale on School Performance: A Multi-Level Extension of the
Matthew Principle," Education Policy Analysis Archives.
Hobbs, K., "Legislature Let Down the Students
of Hawaii," The Honolulu Advertiser, May 28, 2002, p. A9.
Howley, C. & Bickel, R. (1999) The Matthew
Project: National Report. Randolph, VT: Rural Challenge Policy Program.
Kruse, S. & Louis, K. (1997) "Teacher
Teaming in Middle Schools: Dilemmas for A Schoolwide Community,"
Educational Administration Quarterly, 33(3), pp. 261-290.
Memminger, C., "Trojan Horse Anderson Welcomed
in Dem Fortress," "Honolulu Lite," Honolulu Star-Bulletin,
April 14, 2002.
Putnam, R. D. (2000) Bowling Alone: The Collapse
and Revival of American Community. New York: Simon & Schuster.
Rosenholtz, S. & Simpson, C. (1990) "Workplace
Conditions and the Rise and Fall of Teachers Commitment," Sociology
of Education 63(4), pp. 241-257.
Task Force on Educational Governance. (1991)
"Who Governs Public Education in the State of Hawaii?" (eight-page
handout)
Walberg, H., Jr. & Walberg, H., III (1994)
"Losing Local Control of Schools," Educational Researcher
23, pp. 19-26.
Weiss, C. H. (1993) "Shared Decision Making
About What? A Comparison of Schools with and without Teacher Participation,
Teachers College Record, 95 (Fall), pp. 69-93.
The Amioka Lecture, July 17, 2002.
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